Regulation Crowdfunding (Reg CF) provides startups and small businesses with an opportunity to raise capital by reaching a broad investor base. However, complying with Reg CF’s complex requirements can be challenging and requires careful planning with the support of qualified legal and financial professionals. That's why I developed this essential guide—to provide entrepreneurs with the knowledge and tools needed to execute a successful Reg CF campaign with confidence.
What You'll Discover in This Guide
Introduction to Regulation Crowdfunding
- A comprehensive overview of Reg CF and its role in fundraising
- Key benefits and potential limitations of the framework
Regulatory Requirements & Exemptions
- Understanding the SEC's compliance rules
- Critical exemptions and how they impact your offering
Planning Your Crowdfunding Campaign
- Step-by-step guidance through the process
- Estimated costs, including legal, financial, and marketing expenses
Eligibility & Restrictions
- Criteria to determine if your business qualifies for Reg CF
- Limitations and obligations issuers need to consider
Crafting a Successful Offering Statement (Form C)
- Key disclosure requirements to ensure compliance
- Important financial statement considerations for issuers
Post-Offering Compliance & Reporting
- Ongoing SEC reporting requirements
- Annual updates and disclosure of material changes
Marketing and Promotion Guidelines
- What you can and cannot say when promoting your offering
- SEC rules on advertising and pre-filing communications
Resale and Liquidity Planning
- Understanding restrictions on selling Reg CF securities
- Strategies for future liquidity events and investor exits
Co-Issuer Offerings: Special Considerations
- Using a Regulation Crowdfunding Vehicle to perform a Co-Issuer Reg CF offering
- Ensuring compliance with Exchange Act Section 12(g)
Why This Guide Is Essential
Effectively navigating Regulation Crowdfunding requires a deep understanding of SEC rules and industry best practices. Attempting to conduct a Reg CF offering without the guidance of a qualified securities attorney poses significant legal and financial risks. This guide provides a foundational overview to help you better understand the regulatory landscape, identify key compliance considerations, and work alongside legal and financial professionals to structure a successful fundraising campaign.
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If you are interested in learning more about Regulation Crowdfunding or raising capital under federal securities law, please contact Patrick G. Costello at Patrick@bevilacquapllc.com, or (202) 869-0888 (ext. 130).
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This post contains general information. This post is not intended: (a) to convey or constitute legal advice on any subject matter; (b) to establish an attorney-client relationship; or (c) to be a solicitation. Also keep in mind that prior results in a legal matter do not guarantee a similar outcome in another legal matter.
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