Transactions
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Closed February 2024
Signing Day Sports, Inc.
(NYSEAMERICAN: SGN)
$25,000,000
Equity Line of Credit
Counsel to Issuer
Closed February 2024
1847 Holdings
(NYSEAMERICAN: EFSH)
$5,000,000
Public Offering
Counsel to Issuer
Closed February 2024
Wetouch Technology, Inc.
(NASDAQ: WETH)
$10,800,000
Underwritten Public Offering and Nasdaq Listing
Counsel to Underwriters
Closed November 2023
Signing Day Sports, Inc.
(NYSEAMERICAN: SGN)
$6,000,000
IPO
Counsel to Issuer
Closed November 2023
Marizyme, Inc.
(OTCMKTS: MRZM)
$3,970,000
Private Placement Offering
Counsel to Issuer
Closed October 2023
Talino Ventures P.B.C.
$5,000,000
Series A Financing
Counsel to Issuer
Closed September 2023
Turbo Energy, S.A.
(NASDAQ: TURB)
$5,000,000
IPO
Counsel to Issuer
Closed September 2023
MDB Capital
$20,000,000
IPO of Class A Common Shares
Counsel to Underwriter
Issuer
MDB Capital Holdings, LLC
Closed September 2023
Solowin Holdings (SWIN)
(NASDAQ: SWIN)
$8,000,000
IPO
Counsel to Issuer
Closed June 2023
Stran & Company, Inc.
(NASDAQ: SWAG)
$3,000,000
Acquisition
Counsel to Issuer/Acquiror
Closed May 2023
Guardforce AI Co., Limited
(NADSAQ: GFAI)
$13,799,759
Confidentially Marketed Public Offering
Counsel to Issuer
Closed May 2023
Guardforce AI Co., Limited
(NADSAQ: GFAI)
$9,199,997
Confidentially Marketed Public Offering
Counsel to Issuer
Closed May 2023
Monogram Orthopaedics
$17,216,147
IPO
Counsel to Placement Agent
Issuer
Monogram Orthopaedics, Inc.
Closed April 2023
Natrx, Inc.
$1,700,000
Series Seed Financing
Counsel to Issuer
Closed April 2023
ARB IOT Group Limited (ARBB)
(NASDAQ: ARBB)
$5,000,000
IPO
Counsel to Issuer
Closed April 2023
Syla Technologies
(NASDAQ: SYT)
$15,000,000
American Depositary Shares, IPO
Counsel to Underwriter
Closed March 2023
Clean Energy Technologies, Inc. (CETY)
(NASDAQ: CETY)
$3,900,000
Underwritten Public Offering and Nasdaq Listing
Counsel to Underwriter
Closed March 2023
The Healing Company Inc.
(OTCMKTS: HLCO)
$10,000,000
Acquisition
Counsel to Acquiror
Closed February 2023
1847 Holdings LLC
(NYSEAMERICAN: EFSH)
$790,200
Private Placement
Counsel to Issuer
Closed February 2023
Hempacco Co. Inc, IPO
$7,245,000
Boustead Securities, LLC
Counsel to Underwriter
Closed February 2023
1847 Holdings LLC
(NYSEAMERICAN: EFSH)
$2,301,818
Private Placement
Counsel to Issuer
Closed February 2023
1847 Holdings LLC
(NYSEAMERICAN: EFSH)
$5,000,000
Credit Facility
Counsel to Borrower
Closed February 2023
1847 Holdings LLC
(NYSEAMERICAN: EFSH)
$4,500,000
Acquisition
Counsel to Issuer/Acquiror
Closed February 2023
Asset Entities Inc.
(NASDAQ: ASST)
$7,500,000
IPO
Counsel to Issuer
Closed February 2023
Taste of Nature, Inc.
$2,710,934
Regulation CF Offering
Counsel to Issuer
Closed February 2023
1847 Holdings LLC
(NYSEAMERICAN: EFSH)
$543,600
Private Placement
Counsel to Issuer
Closed January 2023
Brera Holdings PLC
(NASDAQ: BREA)
$7,500,000
IPO
Counsel to Issuer
Closed January 2023
Onpoint Warranty Solutions LLC
$75,500,000
Private Equity Investment and Bank Loan
Counsel to Issuer
Closed January 2023
MGO Global, Inc. IPO
$8,625,000
Boustead Securities, LLC
Counsel to Underwriter, Boustead Securities LLC
Closed December 2022
Smart for Life, Inc.
(NASDAQ: SMFL)
$1,000,000
Private Placement
Counsel to Issuer
Closed October 2022
Guardforce AI Co., Limited
(NADSAQ: GFAI)
$1,700,000
Convertible Note
Counsel to Issuer
Closed October 2022
CleanCore Solutions, Inc.
$2,000,000
Acquisition
Counsel to Issuer/Acquiror
Closed September 2022
Hempacco Co., Inc.
$6,000,000
Boustead Securities, LLC
Counsel to Underwriter
Closed August 2022
Marizyme, Inc.
(OTCMKTS: MRZM)
$3,000,000
Private Placement
Counsel to Issuer
Closed August 2022
Smart for Life, Inc.
(NASDAQ: SMFL)
$550,000
Private Placement
Counsel to Issuer
Closed August 2022
Know Labs, Inc.
(NYSEAMERICAN: KNW)
$8,280,000
Public Offering & Uplisting
Counsel to Issuer
Closed August 2022
1847 Holdings LLC
$6,000,000
Public Offering & Concurrent Uplisting
Counsel to Issuer
Closed August 2022
20/20 GeneSystems, Inc.
$213,010
Regulation CF Offering
Counsel to Issuer
Closed July 2022
Guardforce AI Co., Limited
(NADSAQ: GFAI)
$1,330,000
Warrant Solicitation
Counsel to Issuer
Closed July 2022
1847 Holdings LLC
(NYSEAMERICAN: EFSH)
$544,000
Private Placement
Counsel to Issuer
Closed July 2022
Smart for Life, Inc.
(NASDAQ: SMFL)
$625,000
Private Placement
Counsel to Issuer
Closed July 2022
Smart for Life, Inc.
(NASDAQ: SMFL)
$2,000,000
Private Placement
Counsel to Issuer
Closed July 2022
Smart for Life, Inc.
(NASDAQ: SMFL)
$8,600,000
Acquisition
Counsel to Issuer/Acquiror
Closed June 2022
Future Cardia, Inc.
$6,400,000
Regulation A Offering
Counsel to Issuer
Closed June 2022
Future Cardia, Inc.
$2,430,000
Convertible Notes Offering
Counsel to Issuer
Closed May 2022
Actelis Networks, Inc. IPO
$16,850,000
Boustead Securities, LLC
Counsel to Underwriter
Closed April 2022
Snow Lake Resources Ltd.
(NASDAQ: LITM)
$18,000,000
Resale Offering of Selling Shareholder Shares
Counsel to Issuer
Closed April 2022
Guardforce AI Co., Limited
(NADSAQ: GFAI)
$10,050,253
Registered Direct Offering
Counsel to Issuer
Closed March 2022
Akanda Corp. IPO
$16,000,000
Boustead Securities, LLC
Counsel to Underwriter
Closed February 2022
Heartcore Enterprises, Inc. IPO
$15,000,000
Boustead Securities, LLC
Counsel to Underwriter
Closed February 2022
Smart for Life, Inc.
(NASDAQ: SMFL)
$14,400,000
IPO
Counsel to Issuer
Closed February 2022
1847 Holdings LLC
(NYSEAMERICAN: EFSH)
$1,440,000
Private Placement
Counsel to Issuer
Closed January 2022
Wheelhouse Digital Studios
$1,605,000
Private Placement
Closed January 2022
Guardforce AI Co., Limited
(NADSAQ: GFAI)
$10,300,000
PIPE
Counsel to Issuer
Closed December 2021
Smart for Life, Inc.
(NASDAQ: SMFL)
$425,000
Acquisition
Counsel to Issuer/Acquiror
Closed December 2021
Stran & Company, Inc.
(NASDAQ: SWAG)
$21,700,000
PIPE
Counsel to Issuer
Closed November 2021
Atlas Reality, Inc.
$1,900,000
Private Placement
Counsel to Issuer
Closed November 2021
Stran & Company, Inc.
(NASDAQ: SWAG)
$20,700,000
IPO
Counsel to Issuer
Closed November 2021
Snow Lake Resources Ltd.
(NASDAQ: LITM)
$27,600,000
IPO
Counsel to Issuer
Closed November 2021
Smart for Life, Inc.
(NASDAQ: SMFL)
$6,000,000
Acquisition
Counsel to Issuer/Acquiror
Closed November 2021
Smart for Life, Inc.
(NASDAQ: SMFL)
$2,250,000
Private Placement
Counsel to Issuer
Closed October 2021
1847 Holdings LLC
(NYSEAMERICAN: EFSH)
$24,860,000
Private Placement
Counsel to Issuer
Closed October 2021
1847 Holdings LLC
(NYSEAMERICAN: EFSH)
$15,900,000
Acquisition
Counsel to Issuer/Acquiror
Closed October 2021
Guardforce AI Co., Limited
(NADSAQ: GFAI)
$15,000,000
IPO
Counsel to Issuer
Closed July 2021
Atlas Reality, Inc.
$2,549,997
Private Placement
Closed July 2021
Smart for Life, Inc.
(NASDAQ: SMFL)
$8,000,000
Private Placement
Counsel to Issuer
Closed July 2021
Smart for Life, Inc.
(NASDAQ: SMFL)
$12,000,000
Acquisition
Counsel to Acquiror/Issuer
Closed June 2021
Smart for Life, Inc.
(NASDAQ: SMFL)
$1,500,000
Private Placement
Counsel to Issuer
Closed June 2021
Polished.com Inc.
$209,500,000
Follow-on Public Offering
Counsel to Issuer
Closed June 2021
Polished.com Inc.
$222,000,000
Acquisition
Counsel to Acquiror
Closed June 2021
Polished.com Inc.
$70,000,000
Credit Facility
Counsel to Borrower
Closed May 2021
E-Home Household Service Holdings Limited
(NASDAQ: EJH)
$25,000,000
IPO
Counsel to Issuer
Closed May 2021
Flora Growth Corp. IPO
$16,700,000
Boustead Securities, LLC
Counsel to Underwriter
Closed May 2021
Lianluo Smart Limited
$3,110,000,000
Merger with Newegg Inc.
Counsel to Lianluo Smart Limited
Closed March 2021
1847 Holdings LLC
(NYSEAMERICAN: EFSH)
$3,000,000
Private Placement
Counsel to Issuer
Closed March 2021
1847 Holdings LLC
(NYSEAMERICAN: EFSH)
$7,400,000
Acquisition
Counsel to Issuer/Acquiror
Closed March 2021
Manufactured Housing Properties Inc.
(OTCMKTS: MHPC)
$7,590,000
Regulation A Offering
Counsel to Issuer
Closed March 2021
1847 Holdings LLC
(NYSEAMERICAN: EFSH)
$3,550,000
Credit Facility
Counsel to Issuer/Borrower
Closed February 2021
CBAK Energy Technology, Inc.
(NASDAQ: CBAT)
$70,000,000
Registered Direct Offering
Counsel to Issuer
Closed January 2021
Huadi International Group Co., Ltd. IPO
$25,000,000
Craft Capital Management LLC
Counsel to Underwriter
Closed December 2020
CBAK Energy Technology, Inc.
(NASDAQ: CBAT)
$49,160,000
Registered Direct Offering
Counsel to Issuer
Closed November 2020
Atlas Reality, Inc.
$2,000,000
Private Placement
Counsel to Issuer
Closed September 2020
1847 Holdings LLC
(NYSEAMERICAN: EFSH)
$5,000,000
Private Placement
Counsel to Issuer
Closed September 2020
1847 Holdings LLC
(NYSEAMERICAN: EFSH)
$6,650,000
Acquisition
Counsel to Issuer/Acquiror
Closed August 2020
Polished.com Inc.
$70,000,000
IPO
Counsel to Issuer
Closed March 2020
Lianluo Smart Limited
$3,430,000
Registered Direct Offering
Counsel to Issuer
Closed February 2020
Lianluo Smart Limited
$2,450,000
Registered Direct Offering
Counsel to Issuer
Closed February 2020
Lianluo Smart Limited
$2,200,000
Registered Direct Offering
Counsel to Issuer
Closed February 2020
1847 Holdings LLC
(NYSEAMERICAN: EFSH)
$1,900,000
Acquisition
Counsel to Issuer/Acquiror
Closed January 2020
20/20 GeneSystems, Inc.
$5,290,000
Regulation A Offering
Counsel to Issuer
Closed April 2019
Wheelhouse Digital Studios
$1,024,999
Private Placement
Closed April 2018
Atlas Reality, Inc.
$1,856,335
Private Placement
Ongoing
Genesis AI Corporation
UP TO $75,000,000
Regulation A Offering
Counsel to Issuer
Ongoing
Manufactured Housing Properties Inc.
UP TO $47,000,000
Regulation A Offering
Counsel to Issuer
Ongoing
Autonomix Medical, Inc
UP TO $11,171,110
IPO of Common Stock
Counsel to Underwriter
Ongoing
Genesis AI Corporation
UP TO $3,000,000
Regulation CF Offering
Counsel to Issuer
Series Offering
Otis Gallery LLC
UP TO $7,170,000
Regulation A Offering
Counsel to Issuer