Regulation A Tag

Final Rules Allow Exchange Act Reporting Companies To Use Regulation A

04.01.2019 in Financing

On December 19, 2018, the U.S. Securities and Exchange Commission (the “Commission”) adopted final rules (the “Final Rules”) to allow Exchange Act reporting companies (“Reporting Companies”) to rely on Regulation A for their securities offerings. Prior to the adoption of the Final Rules, Reporting Companies…

So What’s Wrong with Reg A+?

20.01.2017 in Equity Crowdfunding, Financing

This article was first published in the Fall 2016 edition of the MicroCap Review.  It is being republished here with the permission of the editor.  The original article can be viewed here.  On June 19, 2015 amendments to Regulation A commonly known as Regulation A+…

Capital Raising Before Regulation A Offering

25.04.2016 in Equity Crowdfunding, Financing

In this article, I take a closer look at capital raising before Regulation A Offering and some key items to consider. This is a necessary follow-up to my December 2015  article entitled “How to Fund the Expenses of Regulation A Offering,” which describes how issuers that desire…