Capital Raise Tag

Final Rules Allow Exchange Act Reporting Companies To Use Regulation A

04.01.2019 in Financing

On December 19, 2018, the U.S. Securities and Exchange Commission (the “Commission”) adopted final rules (the “Final Rules”) to allow Exchange Act reporting companies (“Reporting Companies”) to rely on Regulation A for their securities offerings. Prior to the adoption of the Final Rules, Reporting Companies…

So What’s Wrong with Reg A+?

20.01.2017 in Equity Crowdfunding, Financing

This article was first published in the Fall 2016 edition of the MicroCap Review.  It is being republished here with the permission of the editor.  The original article can be viewed here.  On June 19, 2015 amendments to Regulation A commonly known as Regulation A+…

Equity Crowdfunding is Awesome!

18.07.2016 in Equity Crowdfunding, Going Public

Equity crowdfunding is awesome!  There, I have said it. Most lawyers seem to be against equity crowdfunding under new Regulation Crowdfunding and Title III of the JOBS Act, especially those at big firms. They talk about how investors will get ripped off by shysters and…